(Bloomberg) — The Securities and Exchange Commission backed proposals today that would assign identification codes to monitor the largest stock traders and impose a limit on fees for options transactions.Commissioners voted 5-0 in favor of a program that would require firms that buy and sell at least 2 million shares a day to report their identity to regulators.
Posts Tagged ‘Term Investors’
SEC May Put Codes on Biggest Traders, Cap Option Fees
April 14th, 2010 
Before You Invest 
Posted in Finance Fraud 
Tags: Abusive Practices, Broker Dealers, Brokerages, Dynamic Transformation, Hedge Funds, High Frequency, Kaufman, Lawmakers, Mary Schapiro, Milliseconds, Proposals, Rapid Technological Advances, Regulators, Securities And Exchange, Securities And Exchange Commission, Securities Markets, Stock Traders, Term Investors, Trading Strategies, Volatility 
Comments OffBull Market Believers
March 11th, 2010 Before You Invest Three money managers who called the turn in March 2009 see huge gains ahead; a fourth dissentsVeteran money manager Laszlo Birinyi will never forget the moment a year ago when the last ounce of confidence disappeared. New York University Professor Nouriel Roubini and many other prominent pundits were convinced the economy was in free fall, and that the consequences for the stock market would be dire.
Posted in Finance Fraud Tags: Barack Obama, Barton Biggs, Chief Investment Strategist, Corporate Earnings, Earnings Growth, Grantham Mayo Van Otterloo, Group Founder, Jeremy Grantham, Laszlo Birinyi, Leuthold Group, New York University, Next Presidential Election, Nouriel Roubini, Steve Leuthold, Stock Market Prediction, Stock Market Value, Subprime Mortgages, Term Investors, Traxis Partners, York University Professor Comments OffGolden Cross May Indicate Dollar Index Gain
February 18th, 2010 Before You Invest (Bloomberg) — A “golden cross” of two moving price averages of the Dollar Index for the first time in 18 months indicates that the rally in the greenback may accelerate, Auerbach Grayson & Co. and Brown Brothers Harriman & Co. say.The index, used by IntercontinentalExchange Inc.
Posted in Finance Fraud Tags: Auerbach Grayson, Brown Brothers Harriman, Bullish Trend, Dollar Index, Fibonacci Charts, Fund Managers, Global Head, Golden Cross, Greenback, Intercontinentalexchange Inc, Money At Home, Moving Average, Price Averages, Retracement, Richard Ross, S Trading, Study Charts, Technical Indicator, Technical Strategist, Term Investors Comments OffSEC Probing High – Frequency Strategies
December 9th, 2009 Before You Invest NEW YORK (Reuters) – The U.S. Securities and Exchange Commission will likely seek public input on so-called high-frequency trading strategies, and whether traders using them gain any special advantages by placing quick computers next to exchanges.High-frequency trading, which accounts for some 60 percent of U.S.
Posted in Finance Fraud Tags: Co Location, High Frequency, Illegal Market, Kaufman, Market Inefficiencies, Market Manipulation, Market Structure, Mary Schapiro, Microseconds, Obama, Public Input, Reuters, Sec Chairman, Securities And Exchange Commission, Sense Of Urgency, Stock Markets, Stock Trades, Term Investors, Trading Strategies, Unstable Markets No Comments »
