The Securities and Exchange Commission today charged two Sarasota, Fla.-based investment advisers with securities fraud for misleading investors about the financial condition of three hedge funds they managed, and misrepresenting that they controlled the funds’ investment and trading activities when in fact they were being handled by Arthur G.
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SEC Charges Father-Son Investment Advisers for Hedge Fund Fraud
January 13th, 2010 
Before You Invest 
Posted in Finance Fraud 
Tags: Account Statements, Asset Values, Christopher Moody, Hedge Fund, Hedge Funds, Investment Advisers, Investment Fraud, Investment Partners, Investment Returns, Misleading Investors, Moodys, Nadel, Performance Numbers, Red Flags, Sarasota Fla, Sec Charges, Securities And Exchange Commission, Securities Fraud, Tampa Fla, Warning Signs 
No Comments »Securities and Exchange Commission charged a missing hedge fund manager with fraud
January 22nd, 2009 Before You Invest Securities and Exchange Commission charged a missing hedge fund manager with fraud on Wednesday, saying he misled investors and overstated the value of investments in six of his funds by at least $300 million.The six funds appear to have total assets of less than $1 million, the S.E.C.
Posted in Finance Fraud Tags: Civil Lawsuit, David Nelson, Federal District Court, Freezes, Hedge Fund Manager, Hedge Funds, Injunctions, Investment Advisers, Investment Companies, Investment Partners, Nadel, Regional Office, Restitution, Sarasota Fla, Sarasota Herald Tribune, Securities And Exchange Commission, Suicide Note, Tampa Fla, Victory Fund, Wrongdoing Comments Off
