The Securities and Exchange Commission today charged a former Deloitte and Touche LLP partner and his son with insider trading in the securities of several of the firm’s audit clients.The SEC alleges that Thomas P. Flanagan of Chicago traded in the securities of Deloitte clients, often while serving as a liaison between those companies’ management teams and Deloitte’s audit engagement teams.
Posts Tagged ‘Possession’
Former Deloitte and Touche Partner and Son Charged With Insider Trading
August 7th, 2010 
Before You Invest 
Posted in Finance Fraud 
Tags: Audit Clients, Audit Engagement, Audit Engagements, Best Buy, Confidential Information, Deloitte And Touche, Deloitte And Touche Llp, Deloitte Clients, Deloitte Touche, Earnings Results, Flanagans, Insider Trading, Liaison, Management Teams, Possession, S Consulting, Sears, Securities And Exchange, Securities And Exchange Commission, Walgreens 
Comments OffPolice raid in Monroe nets 2 arrests plus guns, cocaine | courierpostonline.com | Courier-Post
June 19th, 2010 Before You Invest Police raid in Monroe nets 2 arrests plus guns, cocaine | courierpostonline.com | Courier-Post: “Terrance Barnum, 38, and Zonia Rodriguez, 41, of Glassboro, were arrested after police and SWAT team members learned a shotgun, two handguns and suspected cocaine and drug packaging material during a raid of Barnum’s home at 1729 Glassboro Road in the Williamstown s section of Monroe, police said. Barnum and Rodriguez were charged with cocaine and drug paraphernalia possession and possession of a weapon for unlawful purpose, police said.”
Posted in Finance Fraud Tags: Barnum, Cocaine, Courier Post, Drug Paraphernalia, Guns, Handguns, Monroe Police, Packaging Material, Police Raid, Police Swat, Possession, Shotgun, Swat Team Members, Unlawful Purpose, Williamstown, Zonia Comments OffN.J. authorities indict 34 in Lucchese crime family bust from ‘Operation Heat’ | – NJ.com
May 17th, 2010 Before You Invest N.J. authorities indict 34 in Lucchese crime family bust from 'Operation Heat' | – NJ.com: “indictment charged 34 Lucchese members and associates with crimes included racketeering, weapons possession, tax evasion, bribery, money laundering and conspiracy.Scarfo, the son of a convicted mob boss, was previously sentenced to 33 months in prison in a federal gambling case.
Posted in Finance Fraud Tags: Authorities, Being A Leader, Bribery, Bust, Conspiracy, Crime Family, Crimes, Dinapoli, East Hanover, Faction, Indictment, Madonna, Mob Boss, Money Laundering, Perna, Possession, Racketeering, Scarsdale, Tax Evasion, Weapons Comments OffCalifornia Broker Barred from Securities Industry for Insider Trading
November 7th, 2009 Before You Invest A former employee of Piper Jaffray & Co., Abhishek Uppal, has been barred from the securities industry for engaging in insider trading. The Financial Industry Regulatory Authority (FINRA) made this choice following actions taken by Uppal in June of this year.Uppal, a resident of the San Francisco area, bought shares of SoftBrands days before the company announced it was being bought by Golden Gate Capital and Infor Global Solutions.
Posted in Finance Fraud Tags: Abhishek, Acquisition, Broker Dealer, Business Day, California Broker, Financial Industry Regulatory Authority, Golden Gate, Golden Gate Capital, Illegal Activities, Infor Global Solutions, Insider Trading, Mask, Piper Jaffray Co, Possession, San Francisco Area, Securities Industry, Softbrands, Stock Price, Uppal No Comments »
