Accused of lax oversight in the wake of recent financial frauds, FINRA, the largest nongovernmental regulator of securities firms, is now facing an explosion of arbitration claims stemming from troubles in the capital markets. Moving some of those claims into the FINRA arbitration process are about a dozen law school securities arbitration clinics across the country, which, say their directors, are fielding numerous requests for help, often from elderly investors.
Posts Tagged ‘Law School’
FINRA Faces Flurry of Investor Securities Arbitration Claims
April 4th, 2009 
Before You Invest 
Posted in Finance Fraud 
Tags: Brokerage Firms, Capital Markets, Elderly Investors, Explosion, Faces, Fairness, Financial Frauds, Financial Industry Regulatory Authority, Hofstra University, Investor Arbitration, Law School, Lax Oversight, Money, Moving, Nongovernmental, Pew, Professor Curtis, Registered Securities, Securities Arbitration, Spokesman 
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